Coffee & Regs
Podcast tekijän mukaan CSS (Compliance Solutions Strategies)
83 Jaksot
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Investment Monitoring Rewind & 2022 Preview
Julkaistiin: 27.12.2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Julkaistiin: 20.12.2021 -
Trends in Transaction Reporting in 2022
Julkaistiin: 13.12.2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Julkaistiin: 6.12.2021 -
What’s Next for Cybersecurity in 2022?
Julkaistiin: 29.11.2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Julkaistiin: 22.11.2021 -
PRIIPs Delay, But Not Implementation Delays
Julkaistiin: 15.11.2021 -
CCOs & ESG – Preparing Now for What’s Next
Julkaistiin: 8.11.2021 -
Cybersecurity Training, Talent and Diversity
Julkaistiin: 1.11.2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Julkaistiin: 25.10.2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Julkaistiin: 18.10.2021 -
Shareholding Disclosure Rules for Managed Holdings
Julkaistiin: 11.10.2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Julkaistiin: 4.10.2021 -
Regulator Insights & SEC Exam Priorities
Julkaistiin: 27.9.2021 -
The Latest News & Analysis on the PRIIPs RTS
Julkaistiin: 20.9.2021 -
Mythbusting ESG & FAQs Part 2
Julkaistiin: 13.9.2021 -
Mythbusting ESG & FAQs Part 1
Julkaistiin: 6.9.2021 -
SFDR Level 2 RTS Delays and Latest Developments
Julkaistiin: 30.8.2021 -
The Mood of Compliance
Julkaistiin: 23.8.2021 -
The RIA Wild West of Going Independent
Julkaistiin: 16.8.2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.